Unclaimed Profile

Herbert Yungtai Poon

CAPITAL BANK AND TRUST COMPANY·IRVINE, California

CAPITAL BANK AND TRUST COMPANY

6455 IRVINE CENTER DRIVE, IRVINE, CA 92618-4518CRD# 2528144Firm CRD# 170017

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Herbert Yungtai Poon · IRVINE, CA

Registration

CRD #2528144 · CAPITAL BANK AND TRUST COMPANY

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

Herbert Yungtai Poon is a registered financial advisor based in IRVINE, California, affiliated with CAPITAL BANK AND TRUST COMPANY. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Wealth Management

Fee-Only Advisory

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

CAPITAL BANK AND TRUST COMPANY

AUM

$75.9B

Regulatory assets under management

Employees

151

Total firm employees

View all advisors at CAPITAL BANK AND TRUST COMPANY →

Services

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 2528144

Firm CRD# 170017

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Herbert Yungtai Poon offer?

Herbert Yungtai Poon specializes in Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in IRVINE, California for a consultation.

What are Herbert Yungtai Poon's credentials?

Herbert Yungtai Poon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Herbert Yungtai Poon located?

Herbert Yungtai Poon is based in IRVINE, California, working with CAPITAL BANK AND TRUST COMPANY. Their office serves clients in the IRVINE metropolitan area and surrounding communities.

How does Herbert Yungtai Poon charge for services?

Herbert Yungtai Poon's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL BANK AND TRUST COMPANY?

CAPITAL BANK AND TRUST COMPANY has approximately 151 employees and manages $75.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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