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Denise Marilyn Cassin

CAPITAL BANK AND TRUST COMPANY·IRVINE, California
SIE, Series 7, Series 8, Series 24, Series 26, Series 63Clean recordCAPITAL BANK AND TRUST COMPANY
6455 IRVINE CENTER DRIVE, IRVINE, CA 92618-4518CRD# 1199211Firm CRD# 170017

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Denise Marilyn Cassin · IRVINE, CA
Registration
CRD #1199211 · CAPITAL BANK AND TRUST COMPANY
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 8
Series 24
Series 26
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CAPITAL BANK AND TRUST COMPANY
CRD 170017 · SEC 801-79234
AUM
$75.9B
Regulatory assets under management
Employees
151
536 client accounts
Services offered by CAPITAL BANK AND TRUST COMPANY
Per Form ADV
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at CAPITAL BANK AND TRUST COMPANY →
Introduction

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04

Frequently Asked Questions

What services does Denise Marilyn Cassin offer?
Denise Marilyn Cassin specializes in Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in IRVINE, California for a consultation.
What are Denise Marilyn Cassin's credentials?
Denise Marilyn Cassin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Denise Marilyn Cassin located?
Denise Marilyn Cassin is based in IRVINE, California, working with CAPITAL BANK AND TRUST COMPANY. Their office serves clients in the IRVINE metropolitan area and surrounding communities.
How does Denise Marilyn Cassin charge for services?
Denise Marilyn Cassin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL BANK AND TRUST COMPANY?
CAPITAL BANK AND TRUST COMPANY has approximately 151 employees and manages $75.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Kevin Thomas Burke
IRVINE, CA

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