Unclaimed Profile

Harmon Anson Kong

APRIEM ADVISORS·IRVINE, California

Series 7, Series 63, Series 6528 years registeredAPRIEM ADVISORS

19200 VON KARMAN AVENUE, IRVINE, CA 92612CRD# 1912783Firm CRD# 108188

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harmon Anson Kong · IRVINE, CA

Registration

CRD #1912783 · APRIEM ADVISORS · 28 years registered

Brand Profile

Not yet started

Career History

APRIEM ADVISORS

Apr 1998 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 15, 1998

Years registered · 28

Disclosure History

1998Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

APRIEM ADVISORS

CRD 108188 · SEC 801-55371

AUM

$1.0B

Regulatory assets under management

Employees

2,467 client accounts

Services offered by APRIEM ADVISORS

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at APRIEM ADVISORS →

Introduction

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Frequently Asked Questions

What services does Harmon Anson Kong offer?

Harmon Anson Kong specializes in Financial Planning, Investment Management. Contact their office in IRVINE, California for a consultation.

What are Harmon Anson Kong's credentials?

Harmon Anson Kong is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Harmon Anson Kong located?

Harmon Anson Kong is based in IRVINE, California, working with APRIEM ADVISORS. Their office serves clients in the IRVINE metropolitan area and surrounding communities.

How does Harmon Anson Kong charge for services?

Harmon Anson Kong's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APRIEM ADVISORS?

APRIEM ADVISORS has approximately 16 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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