Unclaimed Profile

Grace Lau

BFSG, LLC·IRVINE, California

Series 65Clean record29 years registeredBFSG, LLC

2040 MAIN STREET, IRVINE, CA 92614CRD# 2766928Firm CRD# 143617

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Grace Lau · IRVINE, CA

Registration

CRD #2766928 · BFSG, LLC · 29 years registered

Brand Profile

Not yet started

Career History

BENEFIT FINANCIAL SERVICES GROUP

Feb 2017 – present

PACWEST FINANCIAL MANAGEMENT INC

Apr 1997 – Mar 2017

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 29, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BFSG, LLC

CRD 143617 · SEC 801-67796

AUM

$1.1B

Regulatory assets under management

Employees

2,058 client accounts

Services offered by BFSG, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BFSG, LLC →

Introduction

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Frequently Asked Questions

What services does Grace Lau offer?

Grace Lau specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in IRVINE, California for a consultation.

What are Grace Lau's credentials?

Grace Lau is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Grace Lau located?

Grace Lau is based in IRVINE, California, working with BFSG, LLC. Their office serves clients in the IRVINE metropolitan area and surrounding communities.

How does Grace Lau charge for services?

Grace Lau's firm is compensated through percentage of aum, hourly charges, subscription fees, other: a percentage of assets under consultation. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BFSG, LLC?

BFSG, LLC has approximately 32 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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