Unclaimed Profile

Gordon Patrick Carlson

ELM MONEY MANAGEMENT LLC·IRVINE, California

Series 7, Series 24, Series 63, Series 65CFP24 years registeredELM MONEY MANAGEMENT LLC

16520 BAKE PARKWAY, IRVINE, CA 92618-4689CRD# 2585514Firm CRD# 149891

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gordon Patrick Carlson · IRVINE, CA

Registration

CRD #2585514 · ELM MONEY MANAGEMENT LLC · 24 years registered

Brand Profile

Not yet started

Career History

GORDON CARLSON & ASSOCIATES

Aug 2009 – present

GRANT BETTINGEN, INC.

Aug 2007 – Aug 2009

IRVINE, CA

MORGAN STANLEY

Mar 2002 – Aug 2004

PASADENA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 19, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

2009Customer Dispute·Closed-No Action

2006Customer Dispute·Closed-No Action

2001Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ELM MONEY MANAGEMENT LLC

CRD 149891 · SEC 801-70452

AUM

$48M

Regulatory assets under management

Employees

230 client accounts

Services offered by ELM MONEY MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ELM MONEY MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Gordon Patrick Carlson offer?

Gordon Patrick Carlson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in IRVINE, California for a consultation.

What are Gordon Patrick Carlson's credentials?

Gordon Patrick Carlson holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Gordon Patrick Carlson located?

Gordon Patrick Carlson is based in IRVINE, California, working with ELM MONEY MANAGEMENT LLC. Their office serves clients in the IRVINE metropolitan area and surrounding communities.

How does Gordon Patrick Carlson charge for services?

Gordon Patrick Carlson's firm is compensated through hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ELM MONEY MANAGEMENT LLC?

ELM MONEY MANAGEMENT LLC has approximately 1 employees and manages $48M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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