Unclaimed Profile

Arthur Young Cooper

COOPER FINANCIAL GROUP·IRVINE, California

SIE, Series 4, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOCFP26 years registeredCOOPER FINANCIAL GROUP

9870 RESEARCH DRIVE, IRVINE, CA 92618CRD# 1850883Firm CRD# 111458

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Arthur Young Cooper · IRVINE, CA

Registration

CRD #1850883 · COOPER FINANCIAL GROUP · 26 years registered

Brand Profile

Not yet started

Career History

COOPER MCMANUS

Jan 2000 – present

GAINSBOROUGH FINANCIAL CONSULTANTS, INC.

May 2011 – Dec 2012

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · January 25, 2000

Years registered · 26

Professional designation · CFP

Disclosure History

2010Customer Dispute·Settled

2005Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COOPER FINANCIAL GROUP

CRD 111458 · SEC 801-61944

AUM

$1.6B

Regulatory assets under management

Employees

4,577 client accounts

Services offered by COOPER FINANCIAL GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at COOPER FINANCIAL GROUP →

Introduction

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Frequently Asked Questions

What services does Arthur Young Cooper offer?

Arthur Young Cooper specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in IRVINE, California for a consultation.

What are Arthur Young Cooper's credentials?

Arthur Young Cooper holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Arthur Young Cooper located?

Arthur Young Cooper is based in IRVINE, California, working with COOPER FINANCIAL GROUP. Their office serves clients in the IRVINE metropolitan area and surrounding communities.

How does Arthur Young Cooper charge for services?

Arthur Young Cooper's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COOPER FINANCIAL GROUP?

COOPER FINANCIAL GROUP has approximately 49 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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