Unclaimed Profile

Allen Francis Ostrofe

OSTROFE FINANCIAL CONSULTANTS INC·GRASS VALLEY, California

SIE, Series 7, Series 24, Series 51, Series 63, Series 65CFPClean record26 years registeredOSTROFE FINANCIAL CONSULTANTS INC

420 SIERRA COLLEGE DRIVE, GRASS VALLEY, CA 95945CRD# 1247987Firm CRD# 110064

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Allen Francis Ostrofe · GRASS VALLEY, CA

Registration

CRD #1247987 · OSTROFE FINANCIAL CONSULTANTS INC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OSTROFE FINANCIAL CONSULTANTS INC

OSTROFE FINANCIAL CONSULTANTS INC

Apr 2018 – Dec 2025

GRASS VALLEY, CA

LPL FINANCIAL LLC

Nov 2017 – Jul 2018

GRASS VALLEY, CA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jan 2000 – Nov 2017

GRASSVALLEY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · January 16, 2000

Years registered · 26

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OSTROFE FINANCIAL CONSULTANTS INC

CRD 110064 · SEC 801-34048

AUM

$262M

Regulatory assets under management

Employees

1,431 client accounts

Services offered by OSTROFE FINANCIAL CONSULTANTS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OSTROFE FINANCIAL CONSULTANTS INC →

Introduction

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Frequently Asked Questions

What services does Allen Francis Ostrofe offer?

Allen Francis Ostrofe specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Allen Francis Ostrofe's credentials?

Allen Francis Ostrofe holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Allen Francis Ostrofe located?

Allen Francis Ostrofe is based in GRASS VALLEY, California, last registered with OSTROFE FINANCIAL CONSULTANTS INC.

How does Allen Francis Ostrofe charge for services?

Allen Francis Ostrofe's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OSTROFE FINANCIAL CONSULTANTS INC?

OSTROFE FINANCIAL CONSULTANTS INC has approximately 10 employees and manages $262M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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