Unclaimed Profile

Robert James Kemp

KEMP FINANCIAL MANAGEMENT, LLC·FULLERTON, California

SIE, Series 7, Series 24, Series 63, Series 6629 years registeredKEMP FINANCIAL MANAGEMENT, LLC

2286 N. STATE COLLEGE BLVD., FULLERTON, CA 92831CRD# 1854250Firm CRD# 112127

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert James Kemp · FULLERTON, CA

Registration

CRD #1854250 · KEMP FINANCIAL MANAGEMENT, LLC · 29 years registered

Brand Profile

Not yet started

Career History

SAVANT WEALTH MANAGEMENT

Oct 2024 – present

AIG FINANCIAL ADVISORS, INC.

Oct 2005 – Sep 2006

FULLERTON, CA

SENTRA SECURITIES CORP

Nov 1998 – Oct 2005

PLACENTIA, CA

KEMP FINANCIAL MANAGEMENT, LLC

Nov 1996 – Oct 2024

FULLERTON, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · November 7, 1996

Years registered · 29

Disclosure History

2000Customer Dispute·Settled

1999Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KEMP FINANCIAL MANAGEMENT, LLC

CRD 112127 · SEC 801-66565

AUM

$230M

Regulatory assets under management

Employees

539 client accounts

Services offered by KEMP FINANCIAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at KEMP FINANCIAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Robert James Kemp offer?

Robert James Kemp specializes in Investment Management, Fee-Only Advisory. Contact their office in FULLERTON, California for a consultation.

What are Robert James Kemp's credentials?

Robert James Kemp is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert James Kemp located?

Robert James Kemp is based in FULLERTON, California, working with KEMP FINANCIAL MANAGEMENT, LLC. Their office serves clients in the FULLERTON metropolitan area and surrounding communities.

How does Robert James Kemp charge for services?

Robert James Kemp's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEMP FINANCIAL MANAGEMENT, LLC?

KEMP FINANCIAL MANAGEMENT, LLC has approximately 3 employees and manages $230M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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