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James Patrick Ripley

RICHEY ADVISORS, INC.·FULLERTON, California
Series 7, Series 24Clean record34 years registeredRICHEY ADVISORS, INC.
110 E. WILSHIRE AVE., FULLERTON, CA 92832-1959CRD# 1769858Firm CRD# 136005

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Patrick Ripley · FULLERTON, CA
Registration
CRD #1769858 · RICHEY ADVISORS, INC. · 34 years registered
Brand Profile
Not yet started
01

Career History

RAI WEALTH MANAGEMENT
Oct 2015 – present
GREGORY ADVISORS INC.
Oct 2020 – Jan 2026
Placentia, CA
RICHEY ADVISORS, INC.
Jul 1992 – Nov 2015
FULLERTON, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Registration record
First registered · July 2, 1992
Years registered · 34
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RICHEY ADVISORS, INC.
CRD 136005 · SEC 801-67100
AUM
$69M
Regulatory assets under management
Employees
1
465 client accounts
Services offered by RICHEY ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RICHEY ADVISORS, INC. →
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05

Frequently Asked Questions

What services does James Patrick Ripley offer?
James Patrick Ripley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FULLERTON, California for a consultation.
What are James Patrick Ripley's credentials?
James Patrick Ripley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Patrick Ripley located?
James Patrick Ripley is based in FULLERTON, California, working with RICHEY ADVISORS, INC.. Their office serves clients in the FULLERTON metropolitan area and surrounding communities.
How does James Patrick Ripley charge for services?
James Patrick Ripley's firm is compensated through percentage of aum, hourly charges, other: administration/setup/maintenance fees, as described in part 2a. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RICHEY ADVISORS, INC.?
RICHEY ADVISORS, INC. has approximately 1 employees and manages $69M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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J Hugh Richey
FULLERTON, CA

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