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RICHEY ADVISORS, INC.
RICHEY ADVISORS, INC.
FULLERTON, California
·
2 registered advisors
·
CRD# 136005
SEC# 801-67100
714-449-9696
01
Firm Overview
AUM
$69M
Regulatory assets under management
Employees
1
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Other: ADMINISTRATION/SETUP/MAINTENANCE FEES, AS DESCRIBED IN PART 2A
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at RICHEY ADVISORS, INC.
2 registered advisors
James Patrick Ripley
FULLERTON, California
CRD# 1769858
J Hugh Richey
FULLERTON, California
CRD# 736448
05
Office Locations
FULLERTON, California
2 advisors
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Data sourced from SEC Form ADV filings. RICHEY ADVISORS, INC. (CRD# 136005) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.