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Diane C Kemp

KEMP FINANCIAL MANAGEMENT, LLC·FULLERTON, California
Unclaimed Profile
2286 N. STATE COLLEGE BLVD., FULLERTON, CA 92831CRD# 7259792Firm CRD# 112127
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About

Diane C Kemp is a registered financial advisor based in FULLERTON, California, affiliated with KEMP FINANCIAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
KEMP FINANCIAL MANAGEMENT, LLC
KEMP FINANCIAL MANAGEMENT, LLC
AUM
$230M
Regulatory assets under management
Employees
3
Total firm employees
Services
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 7259792
Firm CRD# 112127
No disclosures on file
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Frequently Asked Questions

What services does Diane C Kemp offer?
Diane C Kemp specializes in Investment Management, Fee-Only Advisory. Contact their office in FULLERTON, California for a consultation.
What are Diane C Kemp's credentials?
Diane C Kemp is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Diane C Kemp located?
Diane C Kemp is based in FULLERTON, California, working with KEMP FINANCIAL MANAGEMENT, LLC. Their office serves clients in the FULLERTON metropolitan area and surrounding communities.
How does Diane C Kemp charge for services?
Diane C Kemp's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KEMP FINANCIAL MANAGEMENT, LLC?
KEMP FINANCIAL MANAGEMENT, LLC has approximately 3 employees and manages $230M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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