Unclaimed Profile

Colin Matthew Higgins

SUMMITRY, LLC·FOSTER CITY, California

Series 7, Series 63, Series 66Clean record23 years registeredSUMMITRY, LLC

919 HILLSDALE BLVD., FOSTER CITY, CA 94404CRD# 2813293Firm CRD# 128586

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Colin Matthew Higgins · FOSTER CITY, CA

Registration

CRD #2813293 · SUMMITRY, LLC · 23 years registered

Brand Profile

Not yet started

Career History

SUMMITRY, LLC

Oct 2003 – present

PINE CAPITAL MANAGEMENT INC

Nov 2002 – Dec 2003

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · November 14, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUMMITRY, LLC

CRD 128586 · SEC 801-62398

AUM

$2.5B

Regulatory assets under management

Employees

1,301 client accounts

Services offered by SUMMITRY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at SUMMITRY, LLC →

Introduction

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Frequently Asked Questions

What services does Colin Matthew Higgins offer?

Colin Matthew Higgins specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in FOSTER CITY, California for a consultation.

What are Colin Matthew Higgins's credentials?

Colin Matthew Higgins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Colin Matthew Higgins located?

Colin Matthew Higgins is based in FOSTER CITY, California, working with SUMMITRY, LLC. Their office serves clients in the FOSTER CITY metropolitan area and surrounding communities.

How does Colin Matthew Higgins charge for services?

Colin Matthew Higgins's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMITRY, LLC?

SUMMITRY, LLC has approximately 40 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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