Unclaimed Profile

James Richard Johnson

LIGHTHOUSE FINANCIAL PLANNING, LLC·FOLSOM, California

Series 1, Series 7, Series 24, Series 63, Series 6527 years registeredLIGHTHOUSE FINANCIAL PLANNING, LLC

101 PARK SHORE DRIVE, SUITE 100, FOLSOM, CA 95630CRD# 712954Firm CRD# 114093

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Richard Johnson · FOLSOM, CA

Registration

CRD #712954 · LIGHTHOUSE FINANCIAL PLANNING, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LIGHTHOUSE FINANCIAL PLANNING, LLC

LAKE TAHOE WEALTH MANAGEMENT, INC.

Apr 2016 – Sep 2017

Folsom, CA

LIGHTHOUSE FINANCIAL PLANNING

Nov 2013 – Dec 2016

FOLSOM, CA

LIGHTHOUSE FINANCIAL PLANNING

Sep 1998 – Dec 2014

FOLSOM, CA

Registrations & Exams

FINRA examinations passed

Series 1

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · September 29, 1998

Years registered · 27

Disclosure History

1993Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LIGHTHOUSE FINANCIAL PLANNING, LLC

CRD 114093 · SEC 801-62709

AUM

$49M

Regulatory assets under management

Employees

415 client accounts

Services offered by LIGHTHOUSE FINANCIAL PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LIGHTHOUSE FINANCIAL PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does James Richard Johnson offer?

James Richard Johnson specializes in Financial Planning, Investment Management.

What are James Richard Johnson's credentials?

James Richard Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Richard Johnson located?

James Richard Johnson is based in FOLSOM, California, last registered with LIGHTHOUSE FINANCIAL PLANNING, LLC.

How does James Richard Johnson charge for services?

James Richard Johnson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LIGHTHOUSE FINANCIAL PLANNING, LLC?

LIGHTHOUSE FINANCIAL PLANNING, LLC has approximately 1 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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