Unclaimed Profile

Wendell Scott Simon

PRUDENT INVESTOR ADVISORS, LLC·FOLSOM, California

Series 2Clean record22 years registeredPRUDENT INVESTOR ADVISORS, LLC

101 PARKSHORE DRIVE, SUITE 100, FOLSOM, CA 95630CRD# 2574191Firm CRD# 121922

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wendell Scott Simon · FOLSOM, CA

Registration

CRD #2574191 · PRUDENT INVESTOR ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRUDENT INVESTOR ADVISORS, LLC

RETIREMENT WELLNESS GROUP

May 2019 – May 2022

PASADENA, CA

PRUDENT INVESTOR ADVISORS, LLC

Oct 2003 – Jun 2019

Vista, CA

Registrations & Exams

FINRA examinations passed

Series 2

Registration record

First registered · October 13, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRUDENT INVESTOR ADVISORS, LLC

CRD 121922 · SEC 801-63481

AUM

$1.2B

Regulatory assets under management

Employees

137 client accounts

Services offered by PRUDENT INVESTOR ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRUDENT INVESTOR ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Wendell Scott Simon offer?

Wendell Scott Simon specializes in Financial Planning, Investment Management, Wealth Management.

What are Wendell Scott Simon's credentials?

Wendell Scott Simon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wendell Scott Simon located?

Wendell Scott Simon is based in FOLSOM, California, last registered with PRUDENT INVESTOR ADVISORS, LLC.

How does Wendell Scott Simon charge for services?

Wendell Scott Simon's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRUDENT INVESTOR ADVISORS, LLC?

PRUDENT INVESTOR ADVISORS, LLC has approximately 5 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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