Unclaimed Profile

Ellwood Leroy Jones

CAPITAL REGION FINANCIAL GROUP, LLC·FOLSOM, California

Series 6, Series 7, Series 22, Series 24, Series 6328 years registeredCAPITAL REGION FINANCIAL GROUP, LLC

101 PARKSHORE DRIVE, FOLSOM, CA 95630CRD# 1926973Firm CRD# 154990

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ellwood Leroy Jones · FOLSOM, CA

Registration

CRD #1926973 · CAPITAL REGION FINANCIAL GROUP, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL REGION FINANCIAL GROUP, LLC

CAPITAL REGION FINANCIAL GROUP, LLC

Nov 2010 – Mar 2021

FOLSOM, CA

NFP SECURITIES, INC.

Mar 1998 – Mar 2011

FOLSOM, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 24

Series 63

Registration record

First registered · March 26, 1998

Years registered · 28

Disclosure History

2014Customer Dispute·Settled

2014Customer Dispute·Withdrawn

2013Customer Dispute·Settled

2010Customer Dispute·Settled

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL REGION FINANCIAL GROUP, LLC

CRD 154990 · SEC 801-71888

AUM

$70M

Regulatory assets under management

Employees

121 client accounts

Services offered by CAPITAL REGION FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL REGION FINANCIAL GROUP, LLC →

Introduction

Speak with Ellwood

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ellwood is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FOLSOM?

Browse all registered financial advisors in FOLSOM, California or claim this profile if it's yours.

Browse FOLSOM Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ellwood Leroy Jones offer?

Ellwood Leroy Jones specializes in Financial Planning, Investment Management.

What are Ellwood Leroy Jones's credentials?

Ellwood Leroy Jones is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ellwood Leroy Jones located?

Ellwood Leroy Jones is based in FOLSOM, California, last registered with CAPITAL REGION FINANCIAL GROUP, LLC.

How does Ellwood Leroy Jones charge for services?

Ellwood Leroy Jones's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL REGION FINANCIAL GROUP, LLC?

CAPITAL REGION FINANCIAL GROUP, LLC has approximately 2 employees and manages $70M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →