Unclaimed Profile

Kate Gillen Malik

K1 INVESTMENT MANAGEMENT LLC·EL SEGUNDO, California

Clean recordK1 INVESTMENT MANAGEMENT LLC

2101 ROSECRANS AVENUE, EL SEGUNDO, CA 90245CRD# 6041129Firm CRD# 161953

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kate Gillen Malik · EL SEGUNDO, CA

Registration

CRD #6041129 · K1 INVESTMENT MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Kate Gillen Malik is a registered financial advisor based in EL SEGUNDO, California, affiliated with K1 INVESTMENT MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

K1 INVESTMENT MANAGEMENT LLC

AUM

$15.0B

Regulatory assets under management

Employees

Total firm employees

View all advisors at K1 INVESTMENT MANAGEMENT LLC →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 6041129

Firm CRD# 161953

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Kate Gillen Malik offer?

Kate Gillen Malik specializes in Retirement Planning. Contact their office in EL SEGUNDO, California for a consultation.

What are Kate Gillen Malik's credentials?

Kate Gillen Malik is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kate Gillen Malik located?

Kate Gillen Malik is based in EL SEGUNDO, California, working with K1 INVESTMENT MANAGEMENT LLC. Their office serves clients in the EL SEGUNDO metropolitan area and surrounding communities.

How does Kate Gillen Malik charge for services?

Kate Gillen Malik's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is K1 INVESTMENT MANAGEMENT LLC?

K1 INVESTMENT MANAGEMENT LLC has approximately 80 employees and manages $15.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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