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Jr. Thomas Smith

LOMBARD INVESTMENTS, INC.·DALY CITY, California
Clean recordLOMBARD INVESTMENTS, INC.
950 JOHN DALY BOULEVARD, DALY CITY, CA 94015-3004CRD# 6023352Firm CRD# 157418

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jr. Thomas Smith · DALY CITY, CA
Registration
CRD #6023352 · LOMBARD INVESTMENTS, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Jr. Thomas Smith is a registered financial advisor based in DALY CITY, California, affiliated with LOMBARD INVESTMENTS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
LOMBARD INVESTMENTS, INC.
LOMBARD
AUM
$224M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at LOMBARD INVESTMENTS, INC. →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6023352
Firm CRD# 157418
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Jr. Thomas Smith offer?
Jr. Thomas Smith specializes in Retirement Planning. Contact their office in DALY CITY, California for a consultation.
What are Jr. Thomas Smith's credentials?
Jr. Thomas Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jr. Thomas Smith located?
Jr. Thomas Smith is based in DALY CITY, California, working with LOMBARD INVESTMENTS, INC.. Their office serves clients in the DALY CITY metropolitan area and surrounding communities.
How does Jr. Thomas Smith charge for services?
Jr. Thomas Smith's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LOMBARD INVESTMENTS, INC.?
LOMBARD INVESTMENTS, INC. has approximately 9 employees and manages $224M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LOMBARD INVESTMENTS, INC.

Timothy Patrick Burns
DALY CITY, CA
Peter Henry Sullivan
DALY CITY, CA
Pote Punyagupta Videt
DALY CITY, CA
Scott Piercy Sweet
DALY CITY, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
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