LOMBARD INVESTMENTS, INC.

LOMBARD
DALY CITY, California·5 registered advisors·CRD# 157418
SEC# 801-740990415-397-5900
01

Firm Overview

AUM
$224M
Regulatory assets under management
Employees
9
Total firm employees
Advisors
5
Registered representatives
02

Services & Fees

Advisory Services
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
03

Specialties

Retirement Planning
04

Advisors at LOMBARD INVESTMENTS, INC.

5 registered advisors
Jr. Thomas Smith
DALY CITY, California
Peter Henry Sullivan
DALY CITY, California
Pote Punyagupta Videt
DALY CITY, California
Scott Piercy Sweet
DALY CITY, California
Timothy Patrick Burns
DALY CITY, California
05

Office Locations

DALY CITY, California
5 advisors

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Data sourced from SEC Form ADV filings. LOMBARD INVESTMENTS, INC. (CRD# 157418) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.