AdvisorOS Directory
Claim Profile
Unclaimed Profile
MM

Michael Maffia

ELYSIAN CAPITAL MARKETS GROUP LLC·COTO DE CAZA, California
SIE, Series 7, Series 9, Series 10, Series 31, Series 63, Series 6525 years registeredELYSIAN CAPITAL MARKETS GROUP LLC
25 RUNNING BROOK DRIVE, COTO DE CAZA, CA 92679CRD# 2977127Firm CRD# 173354

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Maffia · COTO DE CAZA, CA
Registration
CRD #2977127 · ELYSIAN CAPITAL MARKETS GROUP LLC · 25 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: ELYSIAN CAPITAL MARKETS GROUP LLC
ELYSIAN CAPITAL
Sep 2016 – Jan 2017
RANCHO SANTA MARGARITA, CA
VERTICAL CAPITAL ASSET MANAGEMENT, LLC
Feb 2014 – Aug 2014
IRVINE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Jul 2009 – Aug 2010
NEWPORT BEACH, CA
JOHN HANCOCK ADVISERS, LLC
Jun 2008 – Mar 2009
BOSTON, MA
MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC
Jun 2008 – Mar 2009
BOSTON, MA
ING INVESTMENT MANAGEMENT CO.
Mar 2008 – Jun 2008
NEW YORK, NY
IXIS ASSET MANAGEMENT ADVISORS, L.P.
Jan 2004 – Jun 2006
BOSTON, MA
MERRILL LYNCH PIERCE FENNER & SMITH INC.
Jun 2001 – Oct 2003
TUCSON, AZ
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 31
Series 63
Series 65
Registration record
First registered · June 11, 2001
Years registered · 25
03

Disclosure History

2012Judgment / Lien
2012Judgment / Lien
2003Customer Dispute·Denied

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
ELYSIAN CAPITAL MARKETS GROUP LLC
CRD 173354 · SEC 801-80533
Employees
9
Total firm employees
Services offered by ELYSIAN CAPITAL MARKETS GROUP LLC
Per Form ADV
Other
View all advisors at ELYSIAN CAPITAL MARKETS GROUP LLC →
Introduction

Speak with Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Michael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in COTO DE CAZA?

Browse all registered financial advisors in COTO DE CAZA, California or claim this profile if it's yours.

Browse COTO DE CAZA AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Michael Maffia offer?
Michael Maffia is a registered financial advisor in COTO DE CAZA, California.
What are Michael Maffia's credentials?
Michael Maffia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Maffia located?
Michael Maffia is based in COTO DE CAZA, California, last registered with ELYSIAN CAPITAL MARKETS GROUP LLC.
How does Michael Maffia charge for services?
Michael Maffia's firm is compensated through other: marketing fee revenue share. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ELYSIAN CAPITAL MARKETS GROUP LLC?
ELYSIAN CAPITAL MARKETS GROUP LLC has approximately 9 employees. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in COTO DE CAZA, California

Gregory Martin Wodark
NAME PLACEHOLDER, LLC·COTO DE CAZA, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile