Unclaimed Profile

John Stephen Ohmer

YELLOWBRICKROAD FINANCIAL ADVISORS, LLC·CORTE MADERA, California

Series 7, Series 24, Series 6328 years registeredYELLOWBRICKROAD FINANCIAL ADVISORS, LLC

770 TAMALPAIS DRIVE, CORTE MADERA, CA 94925CRD# 1714852Firm CRD# 134209

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Stephen Ohmer · CORTE MADERA, CA

Registration

CRD #1714852 · YELLOWBRICKROAD FINANCIAL ADVISORS, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: YELLOWBRICKROAD FINANCIAL ADVISORS, LLC

ALLWORTH FINANCIAL, L.P.

Jul 2019 – Mar 2023

Larkspur, CA

YELLOWBRICKROAD FINANCIAL ADVISORS, LLC

Mar 2005 – Apr 2020

SAN FRANCISCO, CA

LPL FINANCIAL LLC

May 1998 – Jun 2011

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · May 22, 1998

Years registered · 28

Disclosure History

2007Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

YELLOWBRICKROAD FINANCIAL ADVISORS, LLC

CRD 134209 · SEC 801-72467

AUM

$266M

Regulatory assets under management

Employees

1,091 client accounts

Services offered by YELLOWBRICKROAD FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at YELLOWBRICKROAD FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Stephen Ohmer offer?

John Stephen Ohmer specializes in Financial Planning, Investment Management.

What are John Stephen Ohmer's credentials?

John Stephen Ohmer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Stephen Ohmer located?

John Stephen Ohmer is based in CORTE MADERA, California, last registered with YELLOWBRICKROAD FINANCIAL ADVISORS, LLC.

How does John Stephen Ohmer charge for services?

John Stephen Ohmer's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is YELLOWBRICKROAD FINANCIAL ADVISORS, LLC?

YELLOWBRICKROAD FINANCIAL ADVISORS, LLC has approximately 8 employees and manages $266M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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