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Richard James Waters

AXXCESS WEALTH MANAGEMENT, LLC·CARLSBAD, California
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6005 HIDDEN VALLEY ROAD, CARLSBAD, CA 92011CRD# 7719525Firm CRD# 164081
01

About

Richard James Waters is a registered financial advisor based in CARLSBAD, California, affiliated with AXXCESS WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
AXXCESS WEALTH MANAGEMENT, LLC
AXXCESS WEALTH MANAGEMENT, LLC
AUM
$6.5B
Regulatory assets under management
Employees
78
Total firm employees
View all advisors at AXXCESS WEALTH MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 7719525
Firm CRD# 164081
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard James Waters offer?
Richard James Waters specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CARLSBAD, California for a consultation.
What are Richard James Waters's credentials?
Richard James Waters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard James Waters located?
Richard James Waters is based in CARLSBAD, California, working with AXXCESS WEALTH MANAGEMENT, LLC. Their office serves clients in the CARLSBAD metropolitan area and surrounding communities.
How does Richard James Waters charge for services?
Richard James Waters's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AXXCESS WEALTH MANAGEMENT, LLC?
AXXCESS WEALTH MANAGEMENT, LLC has approximately 78 employees and manages $6.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in California
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City Guides
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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