Unclaimed Profile

Nicholas John Goodwin

SUMMIT WEALTH MANAGEMENT GROUP, INC.·CAMARILLO, California

SIE, Series 7, Series 9, Series 10, Series 66CFPClean record20 years registeredSUMMIT WEALTH MANAGEMENT GROUP, INC.

400 CAMARILLO RANCH ROAD, CAMARILLO, CA 93012CRD# 5043116Firm CRD# 170029

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas John Goodwin · CAMARILLO, CA

Registration

CRD #5043116 · SUMMIT WEALTH MANAGEMENT GROUP, INC. · 20 years registered

Brand Profile

Not yet started

Career History

PRIVATE ADVISOR GROUP, LLC

Jun 2026 – present

LPL FINANCIAL LLC

Jun 2016 – present

MARINER ADVISOR NETWORK

Dec 2021 – Jun 2026

Camarillo, CA

SUMMIT WEALTH MANAGEMENT GROUP, INC.

Jul 2016 – Dec 2021

CAMARILLO, CA

STRATEGIC ADVISERS, INC.

Feb 2011 – Jul 2016

THOUSAND OAKS, CA

AMERIPRISE FINANCIAL SERVICES, INC.

May 2006 – Oct 2007

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 66

Registration record

First registered · May 25, 2006

Years registered · 20

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUMMIT WEALTH MANAGEMENT GROUP, INC.

CRD 170029 · SEC 801-110950

AUM

$155M

Regulatory assets under management

Employees

470 client accounts

Services offered by SUMMIT WEALTH MANAGEMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SUMMIT WEALTH MANAGEMENT GROUP, INC. →

Introduction

Speak with Nicholas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Nicholas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CAMARILLO?

Browse all registered financial advisors in CAMARILLO, California or claim this profile if it's yours.

Browse CAMARILLO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Nicholas John Goodwin offer?

Nicholas John Goodwin specializes in Financial Planning, Investment Management. Contact their office in CAMARILLO, California for a consultation.

What are Nicholas John Goodwin's credentials?

Nicholas John Goodwin holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Nicholas John Goodwin located?

Nicholas John Goodwin is based in CAMARILLO, California, working with SUMMIT WEALTH MANAGEMENT GROUP, INC.. Their office serves clients in the CAMARILLO metropolitan area and surrounding communities.

How does Nicholas John Goodwin charge for services?

Nicholas John Goodwin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT WEALTH MANAGEMENT GROUP, INC.?

SUMMIT WEALTH MANAGEMENT GROUP, INC. has approximately 2 employees and manages $155M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →