Unclaimed Profile

Kevin Scott Etter

CML WEALTH MANAGEMENT, LLC·BREA, California

SIE, Series 7, Series 66Clean record10 years registeredCML WEALTH MANAGEMENT, LLC

135 S. STATE COLLEGE BLVD., BREA, CA 92821CRD# 6226439Firm CRD# 224516

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Scott Etter · BREA, CA

Registration

CRD #6226439 · CML WEALTH MANAGEMENT, LLC · 10 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Sep 2023 – present

SAGEPOINT FINANCIAL, INC.

Nov 2021 – Sep 2023

BREA, CA

CML WEALTH MANAGEMENT, LLC

Aug 2016 – Nov 2021

BREA, CA

USA FINANCIAL SECURITIES CORPORATION

Jan 2016 – May 2016

Tustin, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 5, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CML WEALTH MANAGEMENT, LLC

CRD 224516 · SEC 801-100467

AUM

$183M

Regulatory assets under management

Employees

426 client accounts

Services offered by CML WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CML WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Kevin Scott Etter offer?

Kevin Scott Etter specializes in Financial Planning, Investment Management. Contact their office in BREA, California for a consultation.

What are Kevin Scott Etter's credentials?

Kevin Scott Etter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Scott Etter located?

Kevin Scott Etter is based in BREA, California, working with CML WEALTH MANAGEMENT, LLC. Their office serves clients in the BREA metropolitan area and surrounding communities.

How does Kevin Scott Etter charge for services?

Kevin Scott Etter's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CML WEALTH MANAGEMENT, LLC?

CML WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $183M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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