Unclaimed Profile

David Earle Sweet

DES FINANCIAL GROUP, LLC·BREA, California

SIE, Series 7, Series 24, Series 63CFPClean record19 years registeredDES FINANCIAL GROUP, LLC

3000 EAST BIRCH STREET, BREA, CA 92821CRD# 4415313Firm CRD# 174421

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Earle Sweet · BREA, CA

Registration

CRD #4415313 · DES FINANCIAL GROUP, LLC · 19 years registered

Brand Profile

Not yet started

Career History

DES FINANCIAL GROUP, LLC

Jan 2015 – present

LPL FINANCIAL LLC

Feb 2009 – Sep 2016

BREA, CA

EDWARD JONES

Oct 2006 – Feb 2009

YORBA LINDA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · October 25, 2006

Years registered · 19

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DES FINANCIAL GROUP, LLC

CRD 174421 · SEC 801-80832

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by DES FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DES FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does David Earle Sweet offer?

David Earle Sweet specializes in Financial Planning, Investment Management. Contact their office in BREA, California for a consultation.

What are David Earle Sweet's credentials?

David Earle Sweet holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Earle Sweet located?

David Earle Sweet is based in BREA, California, working with DES FINANCIAL GROUP, LLC. Their office serves clients in the BREA metropolitan area and surrounding communities.

How does David Earle Sweet charge for services?

David Earle Sweet's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DES FINANCIAL GROUP, LLC?

DES FINANCIAL GROUP, LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

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