Unclaimed Profile

Benjamin Samuel Katon

KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC·SEARCY, Arkansas

SIE, Series 7, Series 9, Series 10, Series 63, Series 65Clean record19 years registeredKERNODLE & KATON ASSET MANAGEMENT GROUP, LLC

515 S. MAIN STREET, SEARCY, AR 72143CRD# 2754006Firm CRD# 165374

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Benjamin Samuel Katon · SEARCY, AR

Registration

CRD #2754006 · KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC

GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT

Aug 2017 – Jan 2022

LITTLE ROCK, AR

KERNODLE & KATON TAX AND ASSET MANAGEMENT GROUP

Nov 2012 – Aug 2017

SEARCY, AR

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Aug 2009 – Nov 2012

BLYTHEVILLE, AR

EDWARD JONES

Aug 2006 – Sep 2009

JONESBORO, AR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · August 24, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC

CRD 165374 · SEC 801-77149

AUM

$181M

Regulatory assets under management

Employees

876 client accounts

Services offered by KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Benjamin Samuel Katon offer?

Benjamin Samuel Katon specializes in Financial Planning, Investment Management.

What are Benjamin Samuel Katon's credentials?

Benjamin Samuel Katon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Benjamin Samuel Katon located?

Benjamin Samuel Katon is based in SEARCY, Arkansas, last registered with KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC.

How does Benjamin Samuel Katon charge for services?

Benjamin Samuel Katon's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC?

KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC has approximately 7 employees and manages $181M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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