Unclaimed Profile

Joseph M Dierks

GREENLEAF FINANCIAL, INC.·HOT SPRINGS, Arkansas

Series 3, Series 6, Series 7, Series 8, Series 63, Series 65Clean record26 years registeredGREENLEAF FINANCIAL, INC.

REGIONS TOWER BLDG., HOT SPRINGS, AR 71901CRD# 709241Firm CRD# 109216

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph M Dierks · HOT SPRINGS, AR

Registration

CRD #709241 · GREENLEAF FINANCIAL, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GREENLEAF FINANCIAL, INC.

CAPITAL FINANCIAL ADVISORS

Jan 2013 – Dec 2024

HOT SPRINGS, AR

GREENLEAF FINANCIAL, INC.

Sep 1999 – Jan 2013

HOT SPRINGS, AR

Registrations & Exams

FINRA examinations passed

Series 3

Series 6

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · September 22, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GREENLEAF FINANCIAL, INC.

CRD 109216 · SEC 801-57675

AUM

$33M

Regulatory assets under management

Employees

77 client accounts

Services offered by GREENLEAF FINANCIAL, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GREENLEAF FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does Joseph M Dierks offer?

Joseph M Dierks specializes in Investment Management, Wealth Management.

What are Joseph M Dierks's credentials?

Joseph M Dierks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph M Dierks located?

Joseph M Dierks is based in HOT SPRINGS, Arkansas, last registered with GREENLEAF FINANCIAL, INC..

How does Joseph M Dierks charge for services?

Joseph M Dierks's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREENLEAF FINANCIAL, INC.?

GREENLEAF FINANCIAL, INC. has approximately 1 employees and manages $33M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Research

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