Unclaimed Profile

Wallace William Harris

STOKER OSTLER WEALTH ADVISORS, INC.·SCOTTSDALE, Arizona

SIE, Series 7, Series 24, Series 66Clean record8 years registeredSTOKER OSTLER WEALTH ADVISORS, INC.

4900 N. SCOTTSDALE ROAD, SCOTTSDALE, AZ 85251CRD# 5828561Firm CRD# 111320

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wallace William Harris · SCOTTSDALE, AZ

Registration

CRD #5828561 · STOKER OSTLER WEALTH ADVISORS, INC. · 8 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Mar 2021 – present

BMO HARRIS FINANCIAL ADVISORS, INC

Jun 2018 – Mar 2021

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · June 6, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STOKER OSTLER WEALTH ADVISORS, INC.

CRD 111320 · SEC 801-54265

AUM

$2.6B

Regulatory assets under management

Employees

4,225 client accounts

Services offered by STOKER OSTLER WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STOKER OSTLER WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Wallace William Harris offer?

Wallace William Harris specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Wallace William Harris's credentials?

Wallace William Harris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wallace William Harris located?

Wallace William Harris is based in SCOTTSDALE, Arizona, working with STOKER OSTLER WEALTH ADVISORS, INC.. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Wallace William Harris charge for services?

Wallace William Harris's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STOKER OSTLER WEALTH ADVISORS, INC.?

STOKER OSTLER WEALTH ADVISORS, INC. has approximately 26 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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