Unclaimed Profile

Teresa Flores

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC·SCOTTSDALE, Arizona

SIE, Series 7, Series 63, Series 66Clean record17 years registeredPINNACLE PEAK PRIVATE CLIENT GROUP, LLC

18867 N. THOMPSON PEAK PARKWAY, SCOTTSDALE, AZ 85255CRD# 2686520Firm CRD# 282003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Teresa Flores · SCOTTSDALE, AZ

Registration

CRD #2686520 · PINNACLE PEAK PRIVATE CLIENT GROUP, LLC · 17 years registered

Brand Profile

Not yet started

Career History

ASHTON THOMAS PRIVATE WEALTH

Mar 2026 – present

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

Feb 2016 – present

BCG SECURITIES, INC.

Jan 2017 – Sep 2021

Scottsdale, AZ

AMERIPRISE FINANCIAL SERVICES, INC.

Oct 2012 – Feb 2016

SCOTTSDALE, AZ

ROBERT W. BAIRD & CO. INCORPORATED

Nov 2008 – May 2010

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · November 3, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

CRD 282003 · SEC 801-110993

AUM

$338M

Regulatory assets under management

Employees

1,140 client accounts

Services offered by PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PINNACLE PEAK PRIVATE CLIENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Teresa Flores offer?

Teresa Flores specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Teresa Flores's credentials?

Teresa Flores is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Teresa Flores located?

Teresa Flores is based in SCOTTSDALE, Arizona, working with PINNACLE PEAK PRIVATE CLIENT GROUP, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Teresa Flores charge for services?

Teresa Flores's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PINNACLE PEAK PRIVATE CLIENT GROUP, LLC?

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC has approximately 6 employees and manages $338M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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