Unclaimed Profile

Matthew Joseph Figueroa

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC·SCOTTSDALE, Arizona

SIE, Series 6TO, Series 7, Series 31, Series 52TO, Series 63, Series 65Clean record18 years registeredPINNACLE PEAK PRIVATE CLIENT GROUP, LLC

18867 N. THOMPSON PEAK PARKWAY, SCOTTSDALE, AZ 85255CRD# 3121253Firm CRD# 282003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Joseph Figueroa · SCOTTSDALE, AZ

Registration

CRD #3121253 · PINNACLE PEAK PRIVATE CLIENT GROUP, LLC · 18 years registered

Brand Profile

Not yet started

Career History

ASHTON THOMAS PRIVATE WEALTH

Mar 2026 – present

BCG SECURITIES, INC.

Jan 2017 – Sep 2021

Scottsdale, AZ

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

Apr 2016 – Mar 2026

SCOTTSDALE, AZ

AMERIPRISE FINANCIAL SERVICES, INC.

Oct 2009 – Apr 2016

SCOTTSDALE, AZ

AMERIPRISE ADVISOR SERVICES, INC.

Aug 2007 – Oct 2009

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 6TO

Series 7

Series 31

Series 52TO

Series 63

Series 65

Registration record

First registered · August 21, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

CRD 282003 · SEC 801-110993

AUM

$338M

Regulatory assets under management

Employees

1,140 client accounts

Services offered by PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PINNACLE PEAK PRIVATE CLIENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Matthew Joseph Figueroa offer?

Matthew Joseph Figueroa specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Matthew Joseph Figueroa's credentials?

Matthew Joseph Figueroa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Joseph Figueroa located?

Matthew Joseph Figueroa is based in SCOTTSDALE, Arizona, working with PINNACLE PEAK PRIVATE CLIENT GROUP, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Matthew Joseph Figueroa charge for services?

Matthew Joseph Figueroa's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PINNACLE PEAK PRIVATE CLIENT GROUP, LLC?

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC has approximately 6 employees and manages $338M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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