Unclaimed Profile

Steven Alan Fields

AUTUS ASSET MANAGEMENT, LLC·SCOTTSDALE, Arizona

Series 6, Series 7, Series 63, Series 66Clean record24 years registeredAUTUS ASSET MANAGEMENT, LLC

16435 NORTH SCOTTSDALE ROAD, SCOTTSDALE, AZ 85254CRD# 2667843Firm CRD# 118439

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Alan Fields · SCOTTSDALE, AZ

Registration

CRD #2667843 · AUTUS ASSET MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AUTUS ASSET MANAGEMENT, LLC

AUTUS ASSET MANAGEMENT, LLC

Mar 2005 – Jul 2019

SCOTTSDALE, AZ

WELLS FARGO INVESTMENTS, LLC

Jun 2002 – Apr 2003

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · June 11, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AUTUS ASSET MANAGEMENT, LLC

CRD 118439 · SEC 801-62176

AUM

$1.4B

Regulatory assets under management

Employees

2,407 client accounts

Services offered by AUTUS ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AUTUS ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Alan Fields offer?

Steven Alan Fields specializes in Financial Planning, Investment Management, Wealth Management.

What are Steven Alan Fields's credentials?

Steven Alan Fields is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Alan Fields located?

Steven Alan Fields is based in SCOTTSDALE, Arizona, last registered with AUTUS ASSET MANAGEMENT, LLC.

How does Steven Alan Fields charge for services?

Steven Alan Fields's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AUTUS ASSET MANAGEMENT, LLC?

AUTUS ASSET MANAGEMENT, LLC has approximately 12 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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