Unclaimed Profile

Donald Steven Cuppy

AUTUS ASSET MANAGEMENT, LLC·SCOTTSDALE, Arizona

Series 6, Series 26, Series 63, Series 65Clean record19 years registeredAUTUS ASSET MANAGEMENT, LLC

16435 NORTH SCOTTSDALE ROAD, SCOTTSDALE, AZ 85254CRD# 2979188Firm CRD# 118439

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Steven Cuppy · SCOTTSDALE, AZ

Registration

CRD #2979188 · AUTUS ASSET MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

PARALLEL ADVISORS, LLC

Jan 2023 – present

RULAPAUGH STANLEY E CFA

Sep 2009 – Dec 2011

SCOTTSDALE, AZ

AUTUS ASSET MANAGEMENT, LLC

Feb 2007 – Feb 2023

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

Series 6

Series 26

Series 63

Series 65

Registration record

First registered · February 15, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AUTUS ASSET MANAGEMENT, LLC

CRD 118439 · SEC 801-62176

AUM

$1.4B

Regulatory assets under management

Employees

2,407 client accounts

Services offered by AUTUS ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AUTUS ASSET MANAGEMENT, LLC →

Introduction

Speak with Donald

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Donald is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SCOTTSDALE?

Browse all registered financial advisors in SCOTTSDALE, Arizona or claim this profile if it's yours.

Browse SCOTTSDALE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Donald Steven Cuppy offer?

Donald Steven Cuppy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Donald Steven Cuppy's credentials?

Donald Steven Cuppy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donald Steven Cuppy located?

Donald Steven Cuppy is based in SCOTTSDALE, Arizona, working with AUTUS ASSET MANAGEMENT, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Donald Steven Cuppy charge for services?

Donald Steven Cuppy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AUTUS ASSET MANAGEMENT, LLC?

AUTUS ASSET MANAGEMENT, LLC has approximately 12 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →