Unclaimed Profile

Stephen Charles Mathews

EXETER FINANCIAL, LLC·SCOTTSDALE, Arizona

Clean recordEXETER FINANCIAL, LLC

7001 N. SCOTTSDALE ROAD, SCOTTSDALE, AZ 85253-3644CRD# 3107975Firm CRD# 143420

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Charles Mathews · SCOTTSDALE, AZ

Registration

CRD #3107975 · EXETER FINANCIAL, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Stephen Charles Mathews is a registered financial advisor based in SCOTTSDALE, Arizona, affiliated with EXETER FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

EXETER FINANCIAL, LLC

AUM

$334M

Regulatory assets under management

Employees

Total firm employees

View all advisors at EXETER FINANCIAL, LLC →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 3107975

Firm CRD# 143420

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Frequently Asked Questions

What services does Stephen Charles Mathews offer?

Stephen Charles Mathews specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Stephen Charles Mathews's credentials?

Stephen Charles Mathews is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Charles Mathews located?

Stephen Charles Mathews is based in SCOTTSDALE, Arizona, working with EXETER FINANCIAL, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Stephen Charles Mathews charge for services?

Stephen Charles Mathews's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EXETER FINANCIAL, LLC?

EXETER FINANCIAL, LLC has approximately 6 employees and manages $334M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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