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Stephen Charles Mathews

EXETER FINANCIAL, LLC·SCOTTSDALE, Arizona
SIE, Series 7, Series 63Clean recordEXETER FINANCIAL, LLC
7001 N. SCOTTSDALE ROAD, SCOTTSDALE, AZ 85253-3644CRD# 3107975Firm CRD# 143420

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Charles Mathews · SCOTTSDALE, AZ
Registration
CRD #3107975 · EXETER FINANCIAL, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
EXETER FINANCIAL, LLC
CRD 143420 · SEC 801-67719
AUM
$334M
Regulatory assets under management
Employees
6
587 client accounts
Services offered by EXETER FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at EXETER FINANCIAL, LLC →
Introduction

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Frequently Asked Questions

What services does Stephen Charles Mathews offer?
Stephen Charles Mathews specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.
What are Stephen Charles Mathews's credentials?
Stephen Charles Mathews is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Charles Mathews located?
Stephen Charles Mathews is based in SCOTTSDALE, Arizona, working with EXETER FINANCIAL, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.
How does Stephen Charles Mathews charge for services?
Stephen Charles Mathews's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EXETER FINANCIAL, LLC?
EXETER FINANCIAL, LLC has approximately 6 employees and manages $334M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at EXETER FINANCIAL, LLC

Peter Westover Helms
SCOTTSDALE, AZ
Stephen Leon Harrison
SCOTTSDALE, AZ

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Research
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