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Peter Westover Helms

EXETER FINANCIAL, LLC·SCOTTSDALE, Arizona
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7001 N. SCOTTSDALE ROAD, SCOTTSDALE, AZ 85253-3644CRD# 3048228Firm CRD# 143420
01

About

Peter Westover Helms is a registered financial advisor based in SCOTTSDALE, Arizona, affiliated with EXETER FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
EXETER FINANCIAL, LLC
EXETER FINANCIAL, LLC
AUM
$334M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at EXETER FINANCIAL, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 3048228
Firm CRD# 143420
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Peter Westover Helms offer?
Peter Westover Helms specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.
What are Peter Westover Helms's credentials?
Peter Westover Helms is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Peter Westover Helms located?
Peter Westover Helms is based in SCOTTSDALE, Arizona, working with EXETER FINANCIAL, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.
How does Peter Westover Helms charge for services?
Peter Westover Helms's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EXETER FINANCIAL, LLC?
EXETER FINANCIAL, LLC has approximately 6 employees and manages $334M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Arizona
PHOENIX (224)TUCSON (124)MESA (41)CHANDLER (24)TEMPE (24)
City Guides
PHOENIX GuideTUCSON GuideMESA GuideCHANDLER GuideTEMPE Guide
Research
Advisor Fees in ArizonaNational Fee Analysis
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