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Robert Shaw Graham

RG CAPITAL INVESTMENT ADVISORY SERVICES, LLC·SCOTTSDALE, Arizona
Clean recordRG CAPITAL INVESTMENT ADVISORY SERVICES, LLC
4800 NORTH SCOTTSDALE ROAD, SCOTTSDALE, AZ 85251CRD# 3126485Firm CRD# 135696

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Shaw Graham · SCOTTSDALE, AZ
Registration
CRD #3126485 · RG CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Robert Shaw Graham is a registered financial advisor based in SCOTTSDALE, Arizona, affiliated with RG CAPITAL INVESTMENT ADVISORY SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
RG CAPITAL INVESTMENT ADVISORY SERVICES, LLC
RG ADVISOR GROUP
AUM
$40M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at RG CAPITAL INVESTMENT ADVISORY SERVICES, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Other: THIRD-PARTY ADVISORY FEES
Regulatory
SEC/IARD CRD# 3126485
Firm CRD# 135696
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Robert Shaw Graham offer?
Robert Shaw Graham specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.
What are Robert Shaw Graham's credentials?
Robert Shaw Graham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Shaw Graham located?
Robert Shaw Graham is based in SCOTTSDALE, Arizona, working with RG CAPITAL INVESTMENT ADVISORY SERVICES, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.
How does Robert Shaw Graham charge for services?
Robert Shaw Graham's firm is compensated through percentage of aum, hourly charges, other: third-party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RG CAPITAL INVESTMENT ADVISORY SERVICES, LLC?
RG CAPITAL INVESTMENT ADVISORY SERVICES, LLC has approximately 4 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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