Unclaimed Profile

James Allen Childress

HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC·SCOTTSDALE, Arizona

SIE, Series 1, Series 7, Series 8, Series 24, Series 63, Series 6521 years registeredHOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC

8985 E. BELL ROAD, SCOTTSDALE, AZ 85260CRD# 707435Firm CRD# 169045

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Allen Childress · SCOTTSDALE, AZ

Registration

CRD #707435 · HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC

LPL FINANCIAL LLC

Apr 2016 – Jun 2020

SCOTTSDALE, AZ

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

Nov 2013 – Jun 2020

SCOTTSDALE, AZ

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

Sep 2009 – Nov 2013

SCOTTSDALE, AZ

SAGEPOINT FINANCIAL, INC.

Oct 2005 – May 2009

SCOTTSDALE, AZ

SUNAMERICA SECURITIES, INC.

Apr 2005 – Oct 2005

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 8

Series 24

Series 63

Series 65

Registration record

First registered · April 26, 2005

Years registered · 21

Disclosure History

2020Employment Separation After Allegations

2020Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC

CRD 169045 · SEC 801-78565

AUM

$288M

Regulatory assets under management

Employees

1,804 client accounts

Services offered by HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC →

Introduction

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Frequently Asked Questions

What services does James Allen Childress offer?

James Allen Childress specializes in Financial Planning, Investment Management, Wealth Management.

What are James Allen Childress's credentials?

James Allen Childress is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Allen Childress located?

James Allen Childress is based in SCOTTSDALE, Arizona, last registered with HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC.

How does James Allen Childress charge for services?

James Allen Childress's firm is compensated through percentage of aum, hourly charges, subscription fees, other: portion of third party manager fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC?

HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC has approximately 25 employees and manages $288M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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