Unclaimed Profile

Dru C Ashcraft

PROTECTIVE WEALTH MANAGEMENT, LLC·SCOTTSDALE, Arizona

SIE, Series 6, Series 7, Series 63, Series 65, Series 66Clean record21 years registeredPROTECTIVE WEALTH MANAGEMENT, LLC

14275 N. 87TH STREET, SCOTTSDALE, AZ 85260CRD# 3104402Firm CRD# 165387

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dru C Ashcraft · SCOTTSDALE, AZ

Registration

CRD #3104402 · PROTECTIVE WEALTH MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Nov 2015 – present

PROTECTIVE WEALTH MANAGEMENT, LLC

Jun 2013 – Dec 2013

SCOTTSDALE, AZ

LPL FINANCIAL CORPORATION

Sep 2009 – May 2010

SAN MATEO, CA

ASSOCIATED SECURITIES CORP.

Dec 2008 – Sep 2009

SAN MATEO, CA

FSC SECURITIES CORPORATION

Jun 2008 – Dec 2008

SAN MATEO, CA

PLACEMARK INVESTMENTS, INC.

Aug 2004 – Jan 2005

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · August 16, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROTECTIVE WEALTH MANAGEMENT, LLC

CRD 165387 · SEC 801-78090

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by PROTECTIVE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROTECTIVE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Dru C Ashcraft offer?

Dru C Ashcraft specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Dru C Ashcraft's credentials?

Dru C Ashcraft is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dru C Ashcraft located?

Dru C Ashcraft is based in SCOTTSDALE, Arizona, working with PROTECTIVE WEALTH MANAGEMENT, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Dru C Ashcraft charge for services?

Dru C Ashcraft's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROTECTIVE WEALTH MANAGEMENT, LLC?

PROTECTIVE WEALTH MANAGEMENT, LLC has approximately 5 employees. The firm is registered with the SEC as an investment adviser.

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