Unclaimed Profile

David Elgin Maxey

HERITAGE FAMILY OFFICES, LLP·SCOTTSDALE, Arizona

Series 7, Series 66Clean record19 years registeredHERITAGE FAMILY OFFICES, LLP

9841 E BELL RD, SCOTTSDALE, AZ 85260CRD# 4927673Firm CRD# 323930

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Elgin Maxey · SCOTTSDALE, AZ

Registration

CRD #4927673 · HERITAGE FAMILY OFFICES, LLP · 19 years registered

Brand Profile

Not yet started

Career History

TREK FINANCIAL

Oct 2025 – present

HERITAGE FAMILY OFFICES, LLP

Jun 2024 – Jun 2025

SCOTTSDALE, AZ

HERITAGE FAMILY OFFICES, LLP

Mar 2023 – Dec 2023

PHOENIX, AZ

HERITAGE WEALTH MANAGEMENT, LLC

Jul 2017 – Mar 2024

PHOENIX, AZ

HERITAGE WEALTH MANAGEMENT, LLC

Sep 2014 – Aug 2017

PHOENIX, AZ

WELLS FARGO ADVISORS, LLC

May 2008 – Aug 2014

MESA, AZ

WELLS FARGO INVESTMENTS, LLC

Apr 2007 – Apr 2008

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · April 5, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HERITAGE FAMILY OFFICES, LLP

CRD 323930 · SEC 801-126899

AUM

$365M

Regulatory assets under management

Employees

763 client accounts

Services offered by HERITAGE FAMILY OFFICES, LLP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HERITAGE FAMILY OFFICES, LLP →

Introduction

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Frequently Asked Questions

What services does David Elgin Maxey offer?

David Elgin Maxey specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are David Elgin Maxey's credentials?

David Elgin Maxey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Elgin Maxey located?

David Elgin Maxey is based in SCOTTSDALE, Arizona, working with HERITAGE FAMILY OFFICES, LLP. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does David Elgin Maxey charge for services?

David Elgin Maxey's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HERITAGE FAMILY OFFICES, LLP?

HERITAGE FAMILY OFFICES, LLP has approximately 15 employees and manages $365M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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