Unclaimed Profile

David Tyler Heymann

PRISM INVESTMENT MANAGEMENT, INC.·SCOTTSDALE, Arizona

SIE, Series 7, Series 63, Series 6621 years registeredPRISM INVESTMENT MANAGEMENT, INC.

14350 N. 87TH STREET, SCOTTSDALE, AZ 85260CRD# 4743495Firm CRD# 159382

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Tyler Heymann · SCOTTSDALE, AZ

Registration

CRD #4743495 · PRISM INVESTMENT MANAGEMENT, INC. · 21 years registered

Brand Profile

Not yet started

Career History

TREK FINANCIAL

Mar 2023 – present

HERITAGE WEALTH MANAGEMENT, LLC

Nov 2021 – Apr 2023

PHOENIX, AZ

FIRST ALLIED ADVISORY SERVICES, INC.

Feb 2014 – Jun 2017

SCOTTSDALE, AZ

PRISM FINANCIAL CONCEPTS

Jan 2012 – Jun 2022

SCOTTSDALE, AZ

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jun 2008 – Aug 2012

SCOTTSDALE, AZ

MULTI-FINANCIAL SECURITIES CORPORATION

Mar 2006 – Jun 2008

SCOTTSDALE, AZ

QUESTAR ASSET MANAGEMENT, INC.

Aug 2005 – Feb 2006

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · August 8, 2005

Years registered · 21

Disclosure History

2013Customer Dispute·Denied

1994Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PRISM INVESTMENT MANAGEMENT, INC.

CRD 159382 · SEC 801-127309

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by PRISM INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRISM INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does David Tyler Heymann offer?

David Tyler Heymann specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are David Tyler Heymann's credentials?

David Tyler Heymann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Tyler Heymann located?

David Tyler Heymann is based in SCOTTSDALE, Arizona, working with PRISM INVESTMENT MANAGEMENT, INC.. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does David Tyler Heymann charge for services?

David Tyler Heymann's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRISM INVESTMENT MANAGEMENT, INC.?

PRISM INVESTMENT MANAGEMENT, INC. has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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