Unclaimed Profile

Arthur Todd Doglione

ALPHA FIDUCIARY, INC.·SCOTTSDALE, Arizona

Series 7, Series 63, Series 6525 years registeredALPHA FIDUCIARY, INC.

20645 N. PIMA ROAD, SCOTTSDALE, AZ 85255CRD# 1794772Firm CRD# 144720

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Arthur Todd Doglione · SCOTTSDALE, AZ

Registration

CRD #1794772 · ALPHA FIDUCIARY, INC. · 25 years registered

Brand Profile

Not yet started

Career History

ALPHA FIDUCIARY

Aug 2007 – present

OPTIMAL CAPITAL ADVISORS, LLC

Oct 2010 – Sep 2012

TRAVERSE CITY, MI

WISLAR WEALTH MANAGEMENT, LLC

Jan 2009 – Jun 2012

HOPEWELL, NJ

USF ADVISORS, LLC

Jan 2008 – Jan 2008

HOUSTON, TX

USF ADVISORS, LLC

Nov 2006 – Dec 2007

HOUSTON, TX

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Feb 2001 – Nov 2006

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · February 6, 2001

Years registered · 25

Disclosure History

2015Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALPHA FIDUCIARY, INC.

CRD 144720 · SEC 801-68218

AUM

$124M

Regulatory assets under management

Employees

286 client accounts

Services offered by ALPHA FIDUCIARY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at ALPHA FIDUCIARY, INC. →

Introduction

Speak with Arthur

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Arthur is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SCOTTSDALE?

Browse all registered financial advisors in SCOTTSDALE, Arizona or claim this profile if it's yours.

Browse SCOTTSDALE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Arthur Todd Doglione offer?

Arthur Todd Doglione specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Arthur Todd Doglione's credentials?

Arthur Todd Doglione is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Arthur Todd Doglione located?

Arthur Todd Doglione is based in SCOTTSDALE, Arizona, working with ALPHA FIDUCIARY, INC.. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Arthur Todd Doglione charge for services?

Arthur Todd Doglione's firm is compensated through percentage of aum, hourly charges, subscription fees, other: the fund also pays operating expenses to us. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHA FIDUCIARY, INC.?

ALPHA FIDUCIARY, INC. has approximately 4 employees and manages $124M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →