Unclaimed Profile

Anthony Ray Stacy

PALO VERDE CAPITAL, LLC·SCOTTSDALE, Arizona

Series 6, Series 7, Series 26, Series 63, Series 65ChFC26 years registeredPALO VERDE CAPITAL, LLC

20645 N. PIMA ROAD, SCOTTSDALE, AZ 85255CRD# 1772484Firm CRD# 164321

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony Ray Stacy · SCOTTSDALE, AZ

Registration

CRD #1772484 · PALO VERDE CAPITAL, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PALO VERDE CAPITAL, LLC

CERCIDIUM CAPITAL MANAGEMENT LP

Apr 2013 – Dec 2014

SCOTTSDALE, AZ

PALO VERDE CAPITAL, LLC

Dec 2012 – Apr 2013

SCOTTSDALE, AZ

PVPE, LLC

Sep 2006 – Dec 2012

SCOTTSDALE, AZ

PARAGON FINANCIAL GROUP

Oct 1999 – Jul 2009

TULSA, OK

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · October 19, 1999

Years registered · 26

Professional designation · ChFC

Disclosure History

2015Regulatory·Final

2014Regulatory·Final

1997Customer Dispute·Award / Judgment

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PALO VERDE CAPITAL, LLC

CRD 164321 · SEC 801-76757

AUM

$173M

Regulatory assets under management

Employees

43 client accounts

Services offered by PALO VERDE CAPITAL, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at PALO VERDE CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Anthony Ray Stacy offer?

Anthony Ray Stacy specializes in Investment Management, Retirement Planning, Wealth Management.

What are Anthony Ray Stacy's credentials?

Anthony Ray Stacy holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Anthony Ray Stacy located?

Anthony Ray Stacy is based in SCOTTSDALE, Arizona, last registered with PALO VERDE CAPITAL, LLC.

How does Anthony Ray Stacy charge for services?

Anthony Ray Stacy's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PALO VERDE CAPITAL, LLC?

PALO VERDE CAPITAL, LLC has approximately 8 employees and manages $173M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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