Unclaimed Profile

Adam Michael Brooks

ABLE FINANCIAL GROUP, LLC·SCOTTSDALE, Arizona

SIE, Series 7, Series 9, Series 10, Series 31, Series 65, Series 66CFPClean record24 years registeredABLE FINANCIAL GROUP, LLC

8737 E. VIA DE COMMERCIO, SCOTTSDALE, AZ 85258CRD# 3029639Firm CRD# 323646

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam Michael Brooks · SCOTTSDALE, AZ

Registration

CRD #3029639 · ABLE FINANCIAL GROUP, LLC · 24 years registered

Brand Profile

Not yet started

Career History

ABLE FINANCIAL GROUP, LLC

Jan 2023 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

May 2006 – Feb 2023

SCOTTSDALE, AZ

RBC DAIN RAUSCHER INC.

Apr 2002 – Jun 2006

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 65

Series 66

Registration record

First registered · April 6, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ABLE FINANCIAL GROUP, LLC

CRD 323646 · SEC 801-127165

AUM

$467M

Regulatory assets under management

Employees

1,357 client accounts

Services offered by ABLE FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ABLE FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Adam Michael Brooks offer?

Adam Michael Brooks specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Adam Michael Brooks's credentials?

Adam Michael Brooks holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Adam Michael Brooks located?

Adam Michael Brooks is based in SCOTTSDALE, Arizona, working with ABLE FINANCIAL GROUP, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Adam Michael Brooks charge for services?

Adam Michael Brooks's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ABLE FINANCIAL GROUP, LLC?

ABLE FINANCIAL GROUP, LLC has approximately 12 employees and manages $467M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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