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Marc James Pugsley

FOUNDATIONS INVESTMENT ADVISORS LLC·PHOENIX, Arizona
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4050 E. COTTON CENTER BLVD., PHOENIX, AZ 85040CRD# 7066314Firm CRD# 175083
01

About

Marc James Pugsley is a registered financial advisor based in PHOENIX, Arizona, affiliated with FOUNDATIONS INVESTMENT ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
FOUNDATIONS INVESTMENT ADVISORS LLC
FOUNDATIONS INVESTMENT ADVISORS LLC
AUM
$6.7B
Regulatory assets under management
Employees
240
Total firm employees
View all advisors at FOUNDATIONS INVESTMENT ADVISORS LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 7066314
Firm CRD# 175083
3 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Marc James Pugsley offer?
Marc James Pugsley specializes in Financial Planning, Investment Management. Contact their office in PHOENIX, Arizona for a consultation.
What are Marc James Pugsley's credentials?
Marc James Pugsley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marc James Pugsley located?
Marc James Pugsley is based in PHOENIX, Arizona, working with FOUNDATIONS INVESTMENT ADVISORS LLC. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.
How does Marc James Pugsley charge for services?
Marc James Pugsley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FOUNDATIONS INVESTMENT ADVISORS LLC?
FOUNDATIONS INVESTMENT ADVISORS LLC has approximately 240 employees and manages $6.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Arizona
SCOTTSDALE (467)TUCSON (124)MESA (41)CHANDLER (24)TEMPE (24)
City Guides
SCOTTSDALE GuideTUCSON GuideMESA GuideCHANDLER GuideTEMPE Guide
Research
Advisor Fees in ArizonaNational Fee Analysis
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