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Travis Christopher Babb

BABB WEALTH ADVISORS LLC·FLAGSTAFF, Arizona
SIE, Series 7, Series 66CFP15 years registeredBABB WEALTH ADVISORS LLC
19 W. ASPEN AVENUE, FLAGSTAFF, AZ 86001CRD# 5561676Firm CRD# 298347

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Travis Christopher Babb · FLAGSTAFF, AZ
Registration
CRD #5561676 · BABB WEALTH ADVISORS LLC · 15 years registered
Brand Profile
Not yet started
01

Career History

BABB WEALTH ADVISORS LLC
Oct 2018 – present
INVESTMENT ADVISORS CORP
Jan 2014 – Oct 2018
FLAGSTAFF, AZ
ON INVESTMENT MANAGEMENT CO
Aug 2010 – Jan 2014
FLAGSTAFF, AZ
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · August 17, 2010
Years registered · 15
Professional designation · CFP
03

Disclosure History

2005Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
BABB WEALTH ADVISORS LLC
CRD 298347 · SEC 801-125695
AUM
$117M
Regulatory assets under management
Employees
5
697 client accounts
Services offered by BABB WEALTH ADVISORS LLC
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at BABB WEALTH ADVISORS LLC →
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05

Frequently Asked Questions

What services does Travis Christopher Babb offer?
Travis Christopher Babb specializes in Investment Management. Contact their office in FLAGSTAFF, Arizona for a consultation.
What are Travis Christopher Babb's credentials?
Travis Christopher Babb holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Travis Christopher Babb located?
Travis Christopher Babb is based in FLAGSTAFF, Arizona, working with BABB WEALTH ADVISORS LLC. Their office serves clients in the FLAGSTAFF metropolitan area and surrounding communities.
How does Travis Christopher Babb charge for services?
Travis Christopher Babb's firm is compensated through percentage of aum, other: third party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BABB WEALTH ADVISORS LLC?
BABB WEALTH ADVISORS LLC has approximately 5 employees and manages $117M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Kathleen Marie Schroeder
FLAGSTAFF, AZ

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