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Kathleen Marie Schroeder

BABB WEALTH ADVISORS LLC·FLAGSTAFF, Arizona
Unclaimed Profile
19 W. ASPEN AVENUE, FLAGSTAFF, AZ 86001CRD# 5731595Firm CRD# 298347
01

About

Kathleen Marie Schroeder is a registered financial advisor based in FLAGSTAFF, Arizona, affiliated with BABB WEALTH ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
03

Firm Overview

Firm
BABB WEALTH ADVISORS LLC
BABB WEALTH ADVISORS LLC
AUM
$117M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at BABB WEALTH ADVISORS LLC →
Services
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Other: THIRD PARTY MANAGERS
Regulatory
SEC/IARD CRD# 5731595
Firm CRD# 298347
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kathleen Marie Schroeder offer?
Kathleen Marie Schroeder specializes in Investment Management. Contact their office in FLAGSTAFF, Arizona for a consultation.
What are Kathleen Marie Schroeder's credentials?
Kathleen Marie Schroeder is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Marie Schroeder located?
Kathleen Marie Schroeder is based in FLAGSTAFF, Arizona, working with BABB WEALTH ADVISORS LLC. Their office serves clients in the FLAGSTAFF metropolitan area and surrounding communities.
How does Kathleen Marie Schroeder charge for services?
Kathleen Marie Schroeder's firm is compensated through percentage of aum, other: third party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BABB WEALTH ADVISORS LLC?
BABB WEALTH ADVISORS LLC has approximately 5 employees and manages $117M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in FLAGSTAFF
Blake Alexander Thibault — ASCENDANT FINANCIAL SOLUTIONS, INC.James Douglass Hoyt — ASCENDANT FINANCIAL SOLUTIONS, INC.Francis Michael Heffernan — ASCENDANT FINANCIAL SOLUTIONS, INC.Travis Christopher Babb — BABB WEALTH ADVISORS LLCDharmesh Virendra Vora — VORA WEALTH MANAGEMENT, PLLC
Nearby cities in Arizona
SCOTTSDALE (467)PHOENIX (224)TUCSON (124)MESA (41)TEMPE (24)
City Guides
SCOTTSDALE GuidePHOENIX GuideTUCSON GuideMESA GuideTEMPE Guide
Research
Advisor Fees in ArizonaNational Fee Analysis
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