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Tracy S. Hartung

FOUNDATIONS ASSET MANAGEMENT, LLC·ANCHORAGE, Alaska
FOUNDATIONS ASSET MANAGEMENT, LLC
3601 C STREET, ANCHORAGE, AK 99503CRD# 5489045Firm CRD# 145900

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Tracy S. Hartung · ANCHORAGE, AK
Registration
CRD #5489045 · FOUNDATIONS ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
4 disclosures on file · See FINRA BrokerCheck for full record
01

About

Tracy S. Hartung is a registered financial advisor based in ANCHORAGE, Alaska, affiliated with FOUNDATIONS ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
FOUNDATIONS ASSET MANAGEMENT, LLC
FOUNDATIONS ASSET MANAGEMENT, LLC
AUM
$178M
Regulatory assets under management
Employees
4
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5489045
Firm CRD# 145900
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Tracy S. Hartung offer?
Tracy S. Hartung specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ANCHORAGE, Alaska for a consultation.
What are Tracy S. Hartung's credentials?
Tracy S. Hartung is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tracy S. Hartung located?
Tracy S. Hartung is based in ANCHORAGE, Alaska, working with FOUNDATIONS ASSET MANAGEMENT, LLC. Their office serves clients in the ANCHORAGE metropolitan area and surrounding communities.
How does Tracy S. Hartung charge for services?
Tracy S. Hartung's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FOUNDATIONS ASSET MANAGEMENT, LLC?
FOUNDATIONS ASSET MANAGEMENT, LLC has approximately 4 employees and manages $178M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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