Unclaimed Profile

Catherine Mary Straub

APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC·ANCHORAGE, Alaska

Series 7, Series 28, Series 63, Series 65Clean record31 years registeredAPCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC

3800 CENTERPOINT DRIVE, ANCHORAGE, AK 99503CRD# 2189794Firm CRD# 172151

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Catherine Mary Straub · ANCHORAGE, AK

Registration

CRD #2189794 · APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC

ALASKA WEALTH ADVISORS

Feb 2015 – Sep 2023

ANCHORAGE, AK

ALASKA PERMANENT CAPITAL MANAGEMENT CO

Jan 2010 – Feb 2015

ANCHORAGE, AK

KMS FINANCIAL SERVICES, INC

Aug 2007 – Dec 2009

ANCHORAGE, AK

FINANCIAL RESOURCES INC

Jun 1995 – Dec 2007

ANCHORAGE, AK

Registrations & Exams

FINRA examinations passed

Series 7

Series 28

Series 63

Series 65

Registration record

First registered · June 20, 1995

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC

CRD 172151 · SEC 801-80133

AUM

$875M

Regulatory assets under management

Employees

2,004 client accounts

Services offered by APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC →

Introduction

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Frequently Asked Questions

What services does Catherine Mary Straub offer?

Catherine Mary Straub specializes in Financial Planning, Investment Management.

What are Catherine Mary Straub's credentials?

Catherine Mary Straub is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Catherine Mary Straub located?

Catherine Mary Straub is based in ANCHORAGE, Alaska, last registered with APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC.

How does Catherine Mary Straub charge for services?

Catherine Mary Straub's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC?

APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC has approximately 14 employees and manages $875M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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