Unclaimed Profile

Douglas Ray Tucker

TUCKER JR., DOUGLAS, RAY·MONTGOMERY, Alabama

SIE, Series 6, Series 7, Series 26, Series 63, Series 65ChFCClean record25 years registeredTUCKER JR., DOUGLAS, RAY

254 WINTON BLOUNT LOOP, MONTGOMERY, AL 36117CRD# 1428708Firm CRD# 298292

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Ray Tucker · MONTGOMERY, AL

Registration

CRD #1428708 · TUCKER JR., DOUGLAS, RAY · 25 years registered

Brand Profile

Not yet started

Career History

TUCKER FINANCIAL GROUP

Sep 2018 – present

SAGEPOINT FINANCIAL, INC.

Oct 2008 – Sep 2018

MONTGOMERY, AL

AMERICAN GENERAL SECURITIES INCORPORATED

Oct 2000 – Oct 2008

MONTGOMERY, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · October 24, 2000

Years registered · 25

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TUCKER JR., DOUGLAS, RAY

CRD 298292 · SEC 801-118704

AUM

$218M

Regulatory assets under management

Employees

4,268 client accounts

Services offered by TUCKER JR., DOUGLAS, RAY

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

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Introduction

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Frequently Asked Questions

What services does Douglas Ray Tucker offer?

Douglas Ray Tucker specializes in Financial Planning, Investment Management. Contact their office in MONTGOMERY, Alabama for a consultation.

What are Douglas Ray Tucker's credentials?

Douglas Ray Tucker holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Douglas Ray Tucker located?

Douglas Ray Tucker is based in MONTGOMERY, Alabama, working with TUCKER JR., DOUGLAS, RAY. Their office serves clients in the MONTGOMERY metropolitan area and surrounding communities.

How does Douglas Ray Tucker charge for services?

Douglas Ray Tucker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TUCKER JR., DOUGLAS, RAY?

TUCKER JR., DOUGLAS, RAY has approximately 3 employees and manages $218M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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