Unclaimed Profile

Carl Brandt Mcdonald

MCDONALD FINANCIAL SERVICES, LLC·MONTGOMERY, Alabama

SIE, Series 7, Series 8, Series 9, Series 10, Series 51, Series 63Clean record27 years registeredMCDONALD FINANCIAL SERVICES, LLC

350 LEAVELL CIRCLE, MONTGOMERY, AL 36117CRD# 1968938Firm CRD# 282899

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl Brandt Mcdonald · MONTGOMERY, AL

Registration

CRD #1968938 · MCDONALD FINANCIAL SERVICES, LLC · 27 years registered

Brand Profile

Not yet started

Career History

INVISTA ADVISORS

Jul 2016 – present

LPL FINANCIAL LLC

Apr 2007 – Jan 2017

MONTGOMERY, AL

RAYMOND JAMES FINANCIAL SERVICES

May 1999 – Apr 2007

MONTGOMERY, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 51

Series 63

Registration record

First registered · May 18, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MCDONALD FINANCIAL SERVICES, LLC

CRD 282899 · SEC 801-107431

AUM

$462M

Regulatory assets under management

Employees

994 client accounts

Services offered by MCDONALD FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MCDONALD FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Carl Brandt Mcdonald offer?

Carl Brandt Mcdonald specializes in Financial Planning, Investment Management. Contact their office in MONTGOMERY, Alabama for a consultation.

What are Carl Brandt Mcdonald's credentials?

Carl Brandt Mcdonald is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carl Brandt Mcdonald located?

Carl Brandt Mcdonald is based in MONTGOMERY, Alabama, working with MCDONALD FINANCIAL SERVICES, LLC. Their office serves clients in the MONTGOMERY metropolitan area and surrounding communities.

How does Carl Brandt Mcdonald charge for services?

Carl Brandt Mcdonald's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MCDONALD FINANCIAL SERVICES, LLC?

MCDONALD FINANCIAL SERVICES, LLC has approximately 8 employees and manages $462M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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