Unclaimed Profile

William Thomas Mills

HIGHLAND GOOD STEWARD MANAGEMENT, LLC·BIRMINGHAM, Alabama

SIE, Series 7, Series 7TO, Series 24, Series 63, Series 6528 years registeredHIGHLAND GOOD STEWARD MANAGEMENT, LLC

2545 HIGHLAND AVENUE, BIRMINGHAM, AL 35205CRD# 1610338Firm CRD# 138823

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Thomas Mills · BIRMINGHAM, AL

Registration

CRD #1610338 · HIGHLAND GOOD STEWARD MANAGEMENT, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HIGHLAND GOOD STEWARD MANAGEMENT, LLC

HIGHLAND ASSOCIATES INC

May 1998 – Jul 2012

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · May 18, 1998

Years registered · 28

Disclosure History

1993Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HIGHLAND GOOD STEWARD MANAGEMENT, LLC

CRD 138823 · SEC 801-65217

AUM

$54M

Regulatory assets under management

Employees

2 client accounts

Services offered by HIGHLAND GOOD STEWARD MANAGEMENT, LLC

Per Form ADV

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at HIGHLAND GOOD STEWARD MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does William Thomas Mills offer?

William Thomas Mills specializes in Retirement Planning.

What are William Thomas Mills's credentials?

William Thomas Mills is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Thomas Mills located?

William Thomas Mills is based in BIRMINGHAM, Alabama, last registered with HIGHLAND GOOD STEWARD MANAGEMENT, LLC.

How does William Thomas Mills charge for services?

William Thomas Mills's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HIGHLAND GOOD STEWARD MANAGEMENT, LLC?

HIGHLAND GOOD STEWARD MANAGEMENT, LLC has approximately 3 employees and manages $54M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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