Unclaimed Profile

Robby Dean Harfst

HARFST AND ASSOCIATES, INC.·SHERIDAN, Wyoming

Series 6, Series 7, Series 24, Series 51, Series 63, Series 65Clean record21 years registeredHARFST AND ASSOCIATES, INC.

1949 SUGARLAND DRIVE, SHERIDAN, WY 82801CRD# 2319056Firm CRD# 145090

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robby Dean Harfst · SHERIDAN, WY

Registration

CRD #2319056 · HARFST AND ASSOCIATES, INC. · 21 years registered

Brand Profile

Not yet started

Career History

HARFST AND ASSOCIATES, INC.

Sep 2007 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Jul 2010

ASHLAND, OR

RAYMOND JAMES FINANCIAL SERVICES

Jun 2005 – Jan 2009

ASHLAND, OR

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · June 30, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARFST AND ASSOCIATES, INC.

CRD 145090 · SEC 801-71661

AUM

$629M

Regulatory assets under management

Employees

1,439 client accounts

Services offered by HARFST AND ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HARFST AND ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Robby Dean Harfst offer?

Robby Dean Harfst specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SHERIDAN, Wyoming for a consultation.

What are Robby Dean Harfst's credentials?

Robby Dean Harfst is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robby Dean Harfst located?

Robby Dean Harfst is based in SHERIDAN, Wyoming, working with HARFST AND ASSOCIATES, INC.. Their office serves clients in the SHERIDAN metropolitan area and surrounding communities.

How does Robby Dean Harfst charge for services?

Robby Dean Harfst's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARFST AND ASSOCIATES, INC.?

HARFST AND ASSOCIATES, INC. has approximately 3 employees and manages $629M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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